Tim Hockey and Tom Nally Discuss Robo Advisors

Masters in Business

Bloomberg

Investing, Business, Entrepreneurship

4.4 • 2.2K Ratings

🗓️ 10 July 2019

⏱️ 64 minutes

🔗️ Recording | iTunes | RSS

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Summary

Bloomberg Opinion columnist Barry Ritholtz interviews Tim Hockey and Tom Nally

Tim Hockey is CEO and President of TD Ameritrade, a company that serves individual investors and independent RIAs (total client assets $1.3 trillion, as of June 30)

Tom Nally is President of TD Ameritrade Institutional, which provides custody and brokerage services to more than 7,000 independent RIAs. (roughly $650 Bln under custody)

TD hosts Elite LINC each year, a more intimate conference for executives leading some of the industry’s largest and most successful RIA firms. Last month, more than 200 advisory firm executives managing more than $300 billion dollars met in Dana Point for the annual event.

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Transcript

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0:00.0	Bloomberg Invest returns to New York June 6th through the 8th.
0:03.8	We'll have influential leaders from the NASDAQ, JP Morgan, the SEC, Franklin Templeton,
0:09.2	the WNBA, Charles Schwab, BlackRock, Goldman Sachs, and many more.
0:14.2	US Presenting Sponsor, Invesco QQQ, Presenting Sponsors, All Spring Global Investments,
0:20.3	Neum, and Principal Asset Management, participating sponsor, Southern Company.
0:25.6	Register at BloombergLive.com slash invest slash radio.
0:32.1	This is Masters in Business with Barry Rittoltz on Bloomberg Radio.
0:37.1	This week we have an extra special bonus podcast.
0:41.5	Last month I went to the TD Elite Link Conference, which is a small gathering of about 200 advisory firm executives
0:51.9	that run over $300 billion.
0:54.5	This is an annual event.
0:56.1	Goes from city to city each year.
0:58.3	This year it was in lovely Dana points.
1:01.0	If you know that part of California next to Laguna, it's just spectacular ocean front
1:07.5	as lovely a location for a conference as you'll find.
1:11.2	I had the privilege of interviewing Tim Hockey.
1:15.1	He is the CEO and president of TD Ameritrade, a company that serves both individual investors.
1:21.7	And independent RIAs.
1:24.1	They have total client assets of about $1.3 trillion as of the end of the second quarter 2019.
1:34.0	They are the custodian of choice for a number of RIAs.
1:39.3	They are one of my two custodians.
1:41.3	We work with TD and Schwab at RWM.
	...

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