E99: CFO Services, Equity Research and the Path to Launching Your Own Boutique IB
Wall Street Oasis
Wall Street Oasis
4.9 • 534 Ratings
🗓️ 26 April 2020
⏱️ 75 minutes
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| 0:00.0 | Hello and welcome. I'm Patrick Curtis, your host and Chief Monkey, and this is the Wall Street Oasis podcast. Join me as I talk to some of the community's most successful and inspirational members to gain valuable insight into different career paths and life in general. |
| 0:21.6 | Let's get to it. |
| 0:25.3 | In this episode, Douglas Rogers shares his long and winding path after graduating from Cornell in 1996. |
| 0:31.9 | We learn about his stint as a broker-dealer, his time as an associate portfolio manager for |
| 0:36.1 | ultra-high net worth individuals, |
| 0:38.1 | as well as what happened when he founded his own advisory firm only a few years out of school. |
| 0:43.9 | Listen to here where there were pitfalls, the lessons he learned and why after several stints |
| 0:48.7 | at senior positions at boutique IBs, he's decided to become CEO again with the launch of semi-cap equity partners. |
| 0:56.7 | Enjoy. |
| 1:09.5 | Douglas, thanks so much for joining the Wall Street Oasis podcast. |
| 1:11.2 | Thank you, Patrick. |
| 1:12.0 | It's great to be here. |
| 1:13.2 | So it would be awesome if you could give the listeners a short summary of your bio. |
| 1:17.7 | Absolutely. |
| 1:18.3 | I'll try. |
| 1:18.7 | I've certainly taken a differentiated path. |
| 1:21.9 | So, you know, I started out my career after a short break from college back in 96. |
| 1:26.9 | I started out my career with Morgan Stanley |
| 1:29.0 | Dean Witter and retail brokerage. I had really exceptional brokerage training. It was one of the |
| 1:34.1 | best on the street at that time, but I really wasn't fit for just a phone call, which is really what |
| 1:38.9 | the job was at that time. So I very rapidly transitioned into a fee-based asset management with a small boutique asset manager based across the Bay of San Francisco. |
| 1:50.2 | And really enjoyed the work. |
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